Table of Contents

I. GENERAL
2013 Overview of the securities and futures markets
2013 Overview of the Securities and Futures Supervision
Futures Securities Market Overview 1-1
1-2 Registration Depository Securities Exchange market situation
1-3 the operation of the stock market index
1-4 Issuance of Domestic Securities
1-5 funding situation inside and outside the stock market
1-6 stock market investor accounts case
1-7 situation securities and futures market participants
The proportion of domestic financing system and the society as a whole SFC 1-8 scale financing
Main Statistical Indicators
Second, stocks
2013 Shanghai stock exchange situation overview
Overview of the situation in Shenzhen Stock Exchange in 2013
Stock Market Overview 2-1
History of the stock market situation 2-2
2-3 minute segment size of the stock market
2-4 of shares in the stock market type scale
2-5 scale of the stock market of the regulatory jurisdiction
2-6 IPOs and the situation on the first day
2-7 A shares starting distribution industry
2-8 A-share IPO issue of financing the distribution of regulatory jurisdiction
2-92013 issuance of Overseas stock
2-10 stock market transactions by segment
2-11 type of stock market transactions of shares
2-12 Shanghai Stock Exchange stock market transactions
2-13 Shenzhen Stock Exchange market transactions
2-14 stock of industry turnover situation
2-15 stocks traded by the regulatory jurisdiction of the case
2-162013 years ago, the total market capitalization of A shares 50 stock transactions
2-172013 years ago, the A-share market capitalization of 50 stocks trading case
2-182013 years ago, the A-share turnover 50 stock transactions
Before 2-192013 A shares rose 50 stock transactions
2-202013 A shares fell 50 years ago, the stock transactions
2-212013 years ago, the total market capitalization of 50 B-share stock trading case
2-222013 years ago, the B-share turnover 50 stock transactions
2-23 stock market valuations Overview
2-24 stock market industry valuation case
2-25 dividend yield of the stock market situation
2-26 margin trading business case
2-272013 facility was transferred to the business case
2-28 share reform Restricted Shares lifting the ban and the reduction of cumulative cases
2-29 nationwide operation SME market share transfer system
Main Statistical Indicators
Third, bonds
Overview of the bond market in 2013
Bond Market Overview 3-1
3-2 bond issuance, payment, balance situation
3-3 Company credit bonds issued by the regulatory jurisdiction of the amount of the distribution
3-4 exchange bond transactions
3-5 Shanghai Stock Exchange bond transactions
3-62013 bonds in Shanghai Stock Exchange, the pre-release case
3-7 Shenzhen Stock Exchange bond transactions
3-8 exchange bond repo transactions
3-92013 bonds were traded in the interbank market by trading organizations classification
3-10 Inter-bank market bond repurchase transaction deadline classification
3-112013 bond market inter-bank repo balances by institutional classification
3-12 Bond Escrow Amount situation
3-13 debt issuance Details
Issuance of corporate bonds 3-14 Details
Issuance of convertible bonds 3-15 Details
3-16 private debt issuance Details
Main Statistical Indicators
Fourth, securities investment funds
2013 securities investment funds run regulatory overview
4-1 Investment Fund Overview
4-2 of securities investment fund size
4-3 opening fund case
4-4 market index fund case
4-5 listed fund trading conditions
4-62013 Closed Fund List
4-72013 fund was opened directory
4-8 2013 QDII Fund List
Main Statistical Indicators
Five Futures
2013 Shanghai commodity futures market overview
2013 Overview of the Zhengzhou Commodity Futures Market
2013 Overview of the commodity futures market in Dalian
2013 Overview of the financial futures market
5-1 futures species list
Futures Market Overview 5-2 scale
Member organizations most cases 5-3 futures
5-4 Futures Overview
5-5 futures transactions
5-6 divided by the regulatory jurisdiction of the Commodity Futures Trading conditions
5-72013 case of Agricultural Commodity Futures Trading
5-82013 Metallic futures trading case
5-92013 Energy, chemicals and other futures trading case
5-102013 case the financial futures
5-11 2013 main contract futures market situation
5-122013 case of Agricultural Commodity futures positions
5-132013 situation Metallic futures positions
5-142013 Energy, chemicals and other futures positions cases
5-152013 case the financial futures positions
5-162013 end of Agricultural Commodity futures contract settlement price
5-172013 Metallic futures contract settled at the end of
5-182013 Energy, chemical and other futures contracts settled at the end of
5-192013 end of the financial futures contract settlement price
5-202013 of agricultural products in the case of physical delivery futures
5-212013 physical delivery futures Metallic case
5-222013 Energy, chemical and other physical delivery futures case
5-232013 the financial futures cash settlement case
5-242013 Summary of Agricultural Commodity Futures Contracts
5-242013 continued Agricultural Commodity futures contracts are summarized in Table 1
5-242013 continued Agricultural Commodity futures contracts are summarized in Table 2
5-252013 Metallic futures contract summary
5-262013 Energy, chemicals and other futures contracts Summary
5-272013 summary of the financial futures contracts
Main Statistical Indicators
Sixth, investors
2013 Overview of the securities and futures market investors
6-1 securities and futures market investors account situation
6-2 stock account case
6-3 A shares ending account transactions
6-4 B shares ending account transactions
Investors held 6-5 by classification
6-6 credit securities account case
6-7 National Futures Market Investor Category transactions
Main Statistical Indicators
Seven listed companies
2013 Financial Statement Analysis of Listed Companies
7-1 of listed companies and SMEs in the country the number of companies listed on the share transfer system
7-2 Number of listed companies and the National SME share transfer system listed companies by industry
7-3 Number of listed companies regulated by the distribution area
Quantity 7-4 National SME share transfer system 2013 new listed companies listed by industry
7-5 2013 by various regulatory jurisdictions the distribution of the number of listed companies
7-6 by the number of shares of a listed company category
Number of listed companies by shares in the Shanghai Stock Exchange 7-7 category
7-8 Shenzhen Stock Exchange by the number of shares of listed companies category
7-9 scale equity divided by the number of listed companies
7-10 National SME share transfer system divided by the size of the share capital of the number of listed companies
7-11 scale market capitalization divided by the number of listed companies
7-122013 Main Board listed company scale industry
7-132013 listed on the SME board size of the industry
7-142013 GEM listed companies in the industry scale
7-15 capital structure of the calendar year end
7-16 calendar year end board, small board and GEM Company's capital structure
7-17 financing of listed companies within the first case by segment (IPO)
7-18 financing of listed companies within the first classification by type of shares (IPO)
7-19 refinancing of listed companies within the classification by sector
7-20 refinancing of listed companies within the classification by type of shares
7-21 funding situation inside and outside the stock market
7-222013 by industry for listed companies to raise money case
7-232013 Year-regulatory jurisdictions listed companies to raise the amount of cases classified
7-24 dividends of listed companies circumstances
7-25 listed by category bonus situation
7-26 of listed companies by industry dividends case
7-27 key financial indicators of listed companies
7-282013 listed companies by industry for key financial indicators
Year-area division 7-292013 key financial indicators of listed companies
Financial contrast 7-30 monetary-financial listed companies and other listed companies in key indicators
7-312013 listed company earnings per share distribution by industry
7-322013 listed company earnings per share distributed by the regulatory jurisdiction
7-332013 listed companies net assets per share by industry
7-342013 listed companies net assets per share distributed by the regulatory jurisdiction
7-352013 listed companies by industry average ROE distribution
7-362013 listed companies by the regulatory jurisdiction of the average ROE distribution
Net cash flow 7-372013 listed companies by industry distribution generated from operating activities per share
Net cash flow 7-382013 regulatory jurisdiction of listed companies by operating activities per share distribution
7-39 National SME share transfer system key financial indicators listed companies
7-402013 National SME share transfer system of the pilot zone key financial indicators
7-412013 National SME sector share transfer system of key financial indicators
7-42 2013 earnings per share of listed companies by industry distribution
7-43 2013 listed companies net assets per share distribution by industry
7-44 2013 listed companies by industry average ROE distribution
Net cash flow from 7-45 in 2013 listed companies by industry distribution generated from operating activities per share
7-46 listed companies allotment case
7-47 listed companies to send share transfer case
7-48 dividend distribution of listed companies
7-49 SEOs case
7-50 dividend distribution of listed companies
7-51 listed company issuing conditions
7-52 M & Statistics
Main Statistical Indicators
Eight, securities and futures business institutions
2013 Overview agency supervision
8-1 number of securities and futures business institutions
8-22013 Securities and futures business institutions by the regulatory jurisdiction of the distribution
8-3 qualified securities and futures business institutions business case
Important indicators 8-4 securities companies
8-52013 Securities Company Balance Sheet
8-62013 Securities Company Income Statement
8-72013 Securities net capital Table
8-82013 Securities Risk Capital Reserve Table
8-9 2013 Futures Company Balance Sheet
8-10 2013 Futures Company's income statement
8-112013 years ago, the securities company's financial situation 20 league table
Securities before 8-122013 stock turnover 20 league table
Before 8-132013 Securities transaction amount of corporate bonds 20 league tables
Before 8-132013 Securities transaction amount of corporate bonds 20 league tables CONTINUED
8-142013 years ago, the securities brokerage business 20 league table
8-152013 years ago, 20 securities firms underwriting league tables
8-152013 years ago, 20 securities firms underwriting league tables CONTINUED
Securities companies before 8-162013 asset management business 20 league table
8-162013 years ago, the securities firm's asset management business continued Table 20 Ranking Table
8-172013 Securities Company settlement funds balances the top 20 league table
Before 8-18 2013 Turnover 20 futures companies Futures league tables
Before 8-192013 years Total 20 futures companies Ending customer equity league table
8-202013 Securities Company Directory
List of overseas securities institutions with foreign shares 8-21 2013 business qualification
8-222013 Fund Management Company Directory
8-232013 the Fund Custodian List
8-242013 Directory of the Fund Sales
8-252013 Qualified Foreign Institutional Investor (QFII) List
8-262013 RMB Qualified Foreign Institutional Investors (RQFII) List
8-27 2013 Futures Company Directory
8-282013 Securities Investment Consulting Institutions
8-292013 of foreign capital for securities institutions Representative Office in China List
Main Statistical Indicators
APPENDIX
Appendix 1-1 securitization rate in the world
Appendix 1-2 business volume major exchanges world rankings
Appendix 1-3 business volume of capital markets in the world league table of major economies
Appendix 1-4 ​​before the world's 30 largest futures and options exchange markets league table
Directories listed in Appendix 1-5
Appendix 1-6 calendar delisting Company Directory
Appendix 1-7 List unlisted public companies over the years
APPENDIX 1-8 Output 2013 charges the Shanghai Stock Exchange
Appendix 1-9 Output of 2013 charges the Shenzhen Stock Exchange
Postscript